Abstract
Clonal hematopoiesis (CH) is an age-related condition driven by stem and progenitor cells harboring recurrent mutations linked to myeloid neoplasms. Currently, potential effects on hematopoiesis, stem cell function and regenerative potential under stress conditions are unknown. We performed targeted DNA sequencing of 457 hematopoietic stem cell grafts collected for autologous stem cell transplantation (ASCT) in myeloma patients and correlated our findings with high-dimensional longitudinal clinical and laboratory data (26,510 data points for blood cell counts/serum values in 25 days around transplantation). We detected CHrelated mutations in 152 patients (33.3%). Since many patients (n=54) harbored multiple CH mutations in one or more genes, we applied a non-negative matrix factorization (NMF) clustering algorithm to identify genes that are commonly co-mutated in an unbiased approach. Patients with CH were assigned to one of three clusters (C1-C3) and compared to patients without CH (C0) in a gene specific manner. To study the dynamics of blood cell regeneration following ASCT, we developed a time-dependent linear mixed effect model to validate differences in blood cell count trajectories amongst different clusters. The results demonstrated that C2, composed of patients with DNMT3A and PPM1D single and co-mutated CH, correlated with reduced stem cell yields and delayed platelet count recovery following ASCT. Also, the benefit of maintenance therapy was particularly strong in C2 patients. Taken together, these data indicate an impaired regenerative potential of hematopoietic stem cell grafts harboring CH with DNMT3A and PPM1D mutations.
Introduction
Hematopoietic stem cells (HSC) acquire somatic mutations in an age-dependent manner.1 Some mutations confer a Darwinian fitness advantage to the cell and fuel clonal outgrowth.2 The presence of driver mutations in blood cells from otherwise healthy individuals characterizes the common age-related phenomenon termed clonal hematopoiesis (CH). These clonal populations predispose individuals to an increased risk of developing blood cancer (0.5-1% per year in unselected cohorts) and cardiovascular disease.3,4 Clonal expansion results from mutations in a restricted set of leukemia-associated genes.5,6 DNMT3A (DNA methyltransferase 3A) mutations are the most common drivers of this state7, 8 . TET2 (Tet methylcytosine dioxygenase 2) and PPM1D (protein phosphatase Mn2+/Mg2+-dependent 1D) are also among the most frequently mutated genes.7,9 TET2 mutations have been linked to a pro-inflammatory phenotype mediated by mutated progenitor cells that can contribute to atherogenesis10 and there is evidence that an enhanced inflammatory response in TET2 mutated mice correlates with disease progression of myeloid neoplasms.11 Mutations in the PPM1D gene have been associated with prior exposure to cytotoxic therapy.12-15 Multiple myeloma (MM) is a plasma cell neoplasm and the standard of care therapy for newly diagnosed and eligible patients includes induction therapy followed by high-dose chemotherapy with melphalan and subsequent autologous stem cell transplantation (ASCT). Triplet combinations including the proteasome inhibitor bortezomib, dexamethasone and an immunomodulatory drug demonstrated efficacy with high response rates prior to ASCT.16 The standard of care also includes maintenance therapy.17-19 ASCT provides an excellent opportunity to compare the regenerative potential of CH versus wild-type HSC. Previously, the presence of CH-related driver mutations in autologous stem cell grafts and bone marrow samples of MM patients was found to be associated with inferior survival rates and an increased risk for myeloma progression.20,21 Currently, the effects of individual CH mutations on regenerative potential of HSC and effects on specific cell lines are unknown, although recent data indicate a longer time to neutrophil and platelet engraftment following ASCT in lymphoma patients with CH.22 Here, we analyzed a large cohort of ASCT patients and high-dimensional data warehouse data to identify associations between CH and blood cell regeneration in patients with MM.
Methods
Patients and stem cell grafs
Mobilized stem cell products (peripheral blood with CD34+ cells) from 457 MM patients were harvested by leukapheresis at the University Hospital Heidelberg between 2004 and 2019. The inclusion criteria were: diagnosis of MM, patients were harvested for their first ASCT and did not receive granulocyte colony-stimulating factor (G-CSF) after re-infusion. In patients with tandem ASCT, data on blood cell count recovery refer to the first transplantation. Clinical data was analyzed through May, 2022. Stem cell mobilization was performed with G-CSF (filgrastim) combined with either cyclophosphamide monotherapy (2 g/m2) or a combination of cyclophosphamide (2 g/m2), doxorubicin (60 mg/m2) and dexamethasone (80 mg). Cytogenetic high risk was defined as the detection of one of the following genetic aberrations by fluorescence in situ hybridization (FISH): t(4;14), t(14;16) or del(17p) or chromosome 1q21 gain/amplification. All patients provided written informed consent to the use of their biomaterial and clinical data. The project was approved by the Ethics Committee of the University of Heidelberg (reference no. S-850/2021). A total of 165 patients were treated with high-dose chemotherapy and ASCT as part of a clinical trial. Among these, six patients were treated in the GMMG-HD3 phase III trial (clinicaltrials gov. Identifier: NCT00028886), 60 patients in the GMMG-HD4 phase III trial (clinicaltrialsregister.eu; EudraCT No. 2004-000944-26), 62 patients in the GMMG-MM5 phase III trial (EudraCT No. 2010-019173-16) and 37 patients in the GMMG-HD6 phase III trial (clinicaltrials gov. Identifier: NCT0249592 2).
Isolation of genomic bulk DNA and targeted bulk DNA sequencing
In order to obtain cellular material for isolation of genomic DNA, frozen material was scratched off from frozen apheresis products on dry ice to obtain a cell suspension with a volume of almost 300 μL. Automated DNA isolation was performed using the ReliaPrepTM Large Volume HT genomic DNA Isolation System (Promega, WI, USA) according to manufacturer’s instructions. Genomic DNA was isolated in Tris/EDTA (TE) buffer and used to prepare sequencing libraries. We performed targeted DNA sequencing (Illumina Novaseq) of 457 bulk stem cell products after target enrichment for 56 genes implicated in myeloid malignancies (Agilent SureSelect ELID 3156971; Online Supplementary Table S2).
Data warehouse
The data warehouse (Department of Hematology and Oncology, Heidelberg University Hospital) centralizes department-specific data from the hospital information system and peripheral systems in an automated way. To date, it contains clinical data of approximately 120,000 patients dating back to 2004. In addition to basic data, it also includes diagnostic results and treatment-related data. Since every patient contact is stored together with the collected information, detailed and dense longitudinal follow-up data are included.
Non-negative matrix factorization clustering and statistical analyses
The detailed description of non-negative matrix factorization (NMF) clustering and all statistical analyses can be found in the Online Supplementary Appendix. All P values were two-sided and significance levels set at P<0.05. Calculations were done using R version 4.0.1 R (Foundation for Statistical Computing, Vienna, Austria). The waterfall plot visualizing the mutational landscape and the lollipop plots were created using the Maftools package in R23.
Results
Mutational landscape of clonal hematopoiesis
We performed targeted sequencing of 56 genes implicated in myeloid malignancies (Online Supplementary Tables S1 and S2) on DNA purified from unsorted MM stem cell grafts and correlated our findings with high dimensional longitudinal clinical and laboratory data (Figure 1A, B; Online Supplementary Tables S1 and S4). Overall, we detected mutations at a variant allele frequency (VAF) ≥0.01 in 152 patients (33.3%), with their prevalence increasing with age (Online Supplementary Figure S1A, B; Online Supplementary Table S3). In 98 patients a single mutation was detected, whereas 54 patients harbored >1 mutation either in a different or the same gene (Figure 1C). In line with published data, DNMT3A was the most frequently mutated gene with 78 mutations, of which 56 were missense mutations including six at the R882 hotspot (Online Supplementary Figure S1C). The median VAF of DNMT3A mutations was 0.02 (range, 0.01-0.30). TET2 and PPM1D were the next most frequently mutated genes (Figure 1C). PPM1D mutations (n=15) were localized in exons 5 and 6 (Online Supplementary Figure S1D) and had a median VAF of 0.02 (range, 0.01-0.23).
Non-negative matrix factorization identified three mutational clusters (C1-C3)
Different mutations detected in the same patient may have different individual effects, which could also depend on their VAF. We applied a NMF clustering algorithm on the co-occurrence matrix of mutations, a mathematical dimensionality reduction method to identify clusters of genes that often co-mutated in the same sample (Figure 1D, E).24 This allowed an unbiased clustering of mutations unaffected by prior knowledge on biological functions or clinical associations and also considered patients with a more complex mutational profile. Three clusters were identified and each of the 129 patients harboring mutations in the eight most frequently mutated genes in our cohort was assigned to one of the clusters (C1-C3, Figure 1D, E). Thereby, a comparison between patients with (C1-C3, n=129) and without (C0, n=305) CH by cluster was facilitated. A total of 23 patients could not be assigned to a cluster as they harbored mutations in infrequently mutated genes.
DNMT3A and PPM1D mutations (C2) were associated with reduced stem cell yields and lower pre-transplant blood platelet counts
C2 was composed of patients with DNMT3A and PPM1D single and co-mutated CH. We observed that, compared to patients without CH (C0), patients in C2 had a lower number of CD34+ stem cells harvested (median for C0 vs. C2, 7.50 [range, 0.59-44.90] vs. 4.65 [range 0.35-23.00] x106 CD34+ stem cells /kg; P=0.009; Figure 2A; Table 1). Further, multivariate median regression confirmed C2 (P=0.04), patient’s age (P<0.001) and the application of plerixafor (P<0.001) as independent adverse predictors of the CD34+ stem cell number (Figure 2B). This observation suggested that HSC function and hematopoiesis were impaired in patients harboring DNMT3A- and PPM1D-mutated hematopoietic stem and progenitor cells (HSPC). Overall, patients mobilized with combination chemotherapy (cyclophosphamide, doxorubicin and dexamethasone [CAD]) harvested more CD34+ stem cells (Figure 2C). We further investigated if blood cell counts for leukocytes, neutrophils and platelets as well as hemoglobin levels prior to conditioning chemotherapy with melphalan differed between the clusters (Figures 2E, F; Online Supplementary Figure S1E). We observed that patients in C2 had significantly lower blood platelet counts before ASCT (median platelet count/nL for C0 vs. C2, 257 [range, 82-785] vs. 226 [range, 37-412]; P= 0.0016; Figure 2E; Table 1). This result, confirmed by multivariate regression analysis adjusted for age, MM cytogenetic risk and therapy response before ASCT (C2: P=0.0008; Figure 2F), is in line with the impaired stem cell yield. In contrast, there was no association between C2 mutations and pre-transplant hemoglobin values, leukocyte or neutrophil counts (Online Supplementary Figure S1E).
Since these models did not consider the VAF of individual mutations, we analyzed patients assigned to C2 and used the highest VAF mutation per patient. Interestingly, Figure 2G is indicative for an anti-proportional correlation between VAF and pretransplant platelet counts in C2 (blue line) and the VAF correlated with lower pretransplant platelets in a multivariate linear regression analysis (P=0.04; Figure 2H). But, the VAF was not associated with the number of harvested stem cells in C2 patients (Online Supplementary Figure S4C). Further, in a multivariate Tobit regression model, C2 patients displayed significantly higher serum CRP levels prior to melphalan conditioning chemotherapy (P=0.018; Figure 2D) compared to patients without CH, suggesting increased levels of inflammation in these patients at baseline.
DNMT3A and PPM1D mutations (C2) associated with a delayed regeneration of blood platelet counts afer transplant
In the 25 days around ASCT (from day -4 to day +20), our data warehouse contained 26,510 blood cell counts/serum analyte values. These high-dimensional data enabled us to model the impact of CH mutations on the dynamics of blood cell regeneration over time following transplant (Figure 3A; Online Supplementary Figure S2A-C). Therefore, we analyzed the trajectories of peripheral blood cell counts over time after ASCT with respect to different mutational clusters (Figure 3A) and developed a time-dependent linear mixed effect model (Figure 3B, D). This model validated a delayed platelet count engraftment in C2 patients (P=0.02; Figure 3B, C), independent of patients´ age and transplanted CD34+ cell numbers. C2 mutations were associated with a lower platelet nadir following transplant (median platelet nadir/nL C0 vs. C2, 11 [range, 2-46] vs. 9 [range, 3-27]; P=0.001, Figure 3E) and this was validated in a multivariate linear regression model (P=0.009; Figure 3F). In contrast, there was no difference for leukocyte counts, neutrophils or hemoglobin values (Online Supplementary Figures S3A, B; S4A, B and S11A).
We also analyzed the number of platelet transfusions within 20 days after transplant (Figure 3G). C2 patients compared to C0 patients were projected to have received 1.41 (range, 1.04-1.87; P=0.022; Figure 3H) times as many platelet transfusion units. This result was confirmed when considering only patients with DNMT3A single-mutated CH (Online Supplementary Figure S10). In contrast, we did not observe significant differences in the number of red blood cell transfusions (data not shown). Finally, we also analyzed the effect of VAF on post-transplant platelet counts. But, the VAF was not found to influence the regeneration of peripheral blood platelet counts after transplant (Online Supplementary Figure S4D, E). Collectively, our data provide evidence that there is an altered regenerative potential in C2 patients irrespective of the clone size.
Patients with DNMT3A and PPM1D mutated clonal hematopoiesis (C2) benefited from maintenance therapy
Comparing survival probabilities between overall CH (all mutations) and patients without CH, there was no difference in PFS or OS (Online Supplementary Figure S5A,B), however, the remission status before ASCT influenced the OS (Online Supplementary Figure S9). Considering only patients not treated with maintenance therapy, there was a difference in OS between C2 patients and those without CH (C2 vs. C0, median OS 6.39 years vs. not reached [NR]; P=0.048; Online Supplementary Figure S6A). This difference disappeared for patients treated with maintenance therapy (Online Supplementary Figure S6B), even when comparing C2 and C3 (TET2, SMC3 and SF3B1 single and co-mutated) patients who displayed the greatest difference in the absence of maintenance (C2 vs. C3, no maintenance therapy, median OS 6.39 years vs. 11.87 years; P=0.013; Online Supplementary Figure S6A,B). Further, among C2 patients, maintenance therapy resulted in a significant difference in PFS and OS (maintenance therapy no vs. yes, median progression- free survival [PFS] 1.79 vs. 7.26 years; P=0.00079; median OS 6.39 years vs. 10.76 years; P=0.013; Figure 4A; Online Supplementary Figure S7). A multivariate cox regression model including C0 and C2 patients confirmed that C2 patients benefited significantly from maintenance therapy regarding PFS independent of their cytogenetic risk status (hazard ratio [HR]: 0.42; P=0.013; Online Supplementary Figure S4B). Given that maintenance strategies used during the recent two decades differ profoundly in their efficacy, conclusions drawn from this have to consider the heterogenous maintenance types in our cohort (Online Supplementary Figure S6E, F). Therefore, we validated these findings in the patient group treated with lenalidomide as a standard of care in MM maintenance therapy (Online Supplementary Figure S8). Taken together, our data indicate that C2 patients particularly benefit from maintenance therapy. There were four cases of therapy-related myeloid neoplasms (t-MN) in total reported in our cohort (0.7%). Moreover, two patients were diagnosed with B-ALL. In all but one of these patients, CH mutations were detected in the stem cell product.
Discussion
Here, we provide evidence that the presence of DNMT3A and PPM1D mutations in MM stem cell grafts is associated with an impaired HSC function. This was evident in the reduced numbers of harvested HSC and lower platelet counts in the peripheral blood. Since low platelet counts before stem cell mobilization are also a known risk factor for poor mobilizer, both observations are presumably related. The findings indicate that the presence of CH mutations signifies the presence of stressed hematopoiesis around ASCT in myeloma patients. Compared to prior studies investigating CH, our results show that mutated genes in CH obviously harbor different significance with regard to regenerative potential in transplant-related stress hematopoiesis. While C2 mutant HSPC respond to hematopoietic stress, there is no evidence related to mutations in other genes.
The loss of Dnmt3a in murine HSC allows regeneration over successive transplants in mice.25 However, while simultaneously expanding HSC numbers in the bone marrow, a loss of Dnmt3a in mice also impairs HSC differentiation over serial transplantation.26 Together, there is evidence that certain DNMT3A variants confer a repopulating advantage with transplantation in mice and humans.13,25 Previously, it has been shown that DNMT3A and PPM1D clones respond in the opposite way in post-transplant regenerative hematopoiesis of lymphoma patients.13 While DNMT3A mutant clones often expanded, PPM1D mutant clones decreased in size, indicating that DNMT3A variants confer a repopulation advantage with transplantation.13 In contrast, NSG mice transplanted with bone marrow of individuals with mutant DNMT3A showed stable kinetics of DNMT3A mutant clones over several months.27 In our previous study, we showed that Dnmt3a R882H-mutated murine HSC are impaired in hematopoietic potential after transplant and azacytidine treatment.28 Furthermore, a recent study demonstrated that DNMT3A R882 mutations in stem cell grafts of patients with multiple myeloma skew a megakaryocytic-erythroid biased differentiation.29 To gether, there may be species-related differences, however, our findings suggest an impaired HSC function related to C2 mutations. Based on prior in vitro studies, the preferential adverse effects on platelet counts are not fully explained. Further investigations might elucidate the underlying mechanisms.
The expression of PPM1D is induced by genotoxic stress such as ionizing radiation and correlates with upregulation of the tumor suppressor protein p53.30-32 Upon genotoxic stress from cytotoxic therapy, PPM1D-and TP53-mutated clones expand tremendously.13,33 The biological consequences of PPM1D mutations in hematopoietic cells and how mutations in exon 6 of PPM1D confer a fitness advantage to these cells in presence of chemotherapy have been comprehensively studied and there is strong evidence that PPM1D mutations improve HSC survival and result in clonal expansion.14,31 Considering our results, the impact of C2 mutations might be indirectly associated with poor hematopoietic reserve, particularly given the small VAF of the PPM1D clones. Interestingly, C2 patients showed higher baseline CRP blood values before ASCT. Increased CRP values may indicate the connection between C2 mutations, inflammation, stress hematopoiesis and impaired HSC functions. So far, a pro-inflammatory signature has been associated with TET2-mutated HSPC. Mechanistic studies and more extensive cytokine data may further elucidate the link between pro-inflammatory signatures and impaired regenerative potential of stem cells. The VAF was related to pre-transplant platelet counts, however, there was no correlation with VAF after transplant. Collectively, these findings indicate an altered regenerative potential beyond the size of C2 clones suggesting that the mutation effects are secondary mediated by inflammation and stress. Of note, the analyses were based on limited numbers of specimens in each cluster. Thus, with larger numbers, smaller effects might become more apparent.
DNMT3A mutations have been detected in isolated myeloma plasma cells.34,35 Thus, one limitation of our study is that we cannot exclude that in some patients the somatic mutations detected by bulk sequencing result from a contamination of the graft with residual myeloma cells. However, DNMT3A mutations in myeloma cells are rare and the mutational landscape of MM is heterogenous.36,37 Our results are indicative that C2 patients benefit from mainten ance therapy. A hypothesis for the impact of maintenance therapy in C2 patients could be that their native hematopoiesis is exhausted or unfit, thus providing reduced competition to MM. For PPM1D clones this can be argued, as they thrive in such an environment. For DNMT3A, we showed recently that these clones lose fitness in old age.38 There is a growing body of evidence, that clonal selection of pre-existing mutant HSC occurs under the stress of cytotoxic therapy and somatic mutations in genes involved in the DNA damage response (DDR) pathway are enriched in the blood of patients formerly exposed to chemo- and radiation therapies.12,39 Recently, it was shown that lenalidomide treatment provides a selective advantage to TP53 mutant HSC thereby promoting therapy-related neoplasms.40 Hematological toxicity during lenalidomide treatment is a major obstacle and the presence of large CH clones in the peripheral blood of lymphoma patients before treatment was associated with development of severe hematological toxicity.41 Treatment caused hematopoietic clones with TP53 mutations expand over time, while clones with DNMT3A mutations are more stable.41 In a smaller cohort of lymphoma patients, larger CH clones (VAF ≥5%) were related to lower hemoglobin levels and platelet counts and these data are in line with our current findings.41
Stress hematopoiesis occurs in multiple clinical settings. In conditions such as sepsis and multiple organ failure, hematopoiesis is frequently impaired, although the causal mechanisms are often unknown. The effects of CH mutations in stress hematopoiesis are clinically relevant and might thus also affect blood cell homeostasis in other clinical conditions. Thus, ASCT as a routine clinical intervention may be considered as a model system for the effects of human hematopoiesis under severe stress conditions. Taken together, our data demonstrated mutation-specific effects of stress hematopoiesis upon ASCT in CH carriers. These findings may contribute to better assess patients´ risks and presumed benefits of ASCT and stress hematopoiesis in general.
Footnotes
- Received February 21, 2023
- Accepted June 19, 2023
Correspondence
Disclosures
MAF is an employee and stockholder of AstraZeneca. All other authors have no conflicts of interest to disclose.
Contributions
PS and SR designed the study, performed and interpreted analyses and wrote the manuscript. SS designed the study, processed patient samples and edited the manuscript. MAF performed sequencing and analyses, interpreted results and edited the manuscript. MG performed sequencing and analyses and edited the manuscript. CR performed analyses and edited the manuscript. MJ processed patient samples and edited the manuscript. NL and RP performed data retrieval from the data warehouse and edited the manuscript. NW performed and interpreted analyses and edited the manuscript. MSR, AT and HG interpreted results and edited the manuscript. BB, PP and SL processed patient samples. SD designed and supervised statistical analyses and edited the manuscript. GSV designed the study, supervised sequencing analyses, supervised the project and wrote the manuscript. CMT designed the study, supervised the project, acquired funding and wrote the manuscript.
Data-sharing statement
For original data, please contact the corresponding author.
Funding
PS is funded by a fellowship of the DKFZ Clinician Scientist Program, supported by the Dieter Morszeck Foundation. MAF was funded by a Wellcome Clinical Research Fellowship (WT098051). NL was supported by a Heidelberg School of Oncology (HSO2) fellowship from the National Center for Tumor Diseases (NCT) Heidelberg. NW, MSR and HG were supported by the Dietmar-Hopp Foundation. GSV is funded by a Cancer Research UK Senior Cancer Fellowship (C22324/A23015) and work in his laboratory is also funded by the European Research Council, Leukemia and Lymphoma Society, Rising Tide Foundation for Clinical Cancer Research, Kay Kendall Leukemia Fund, Blood Cancer UK and Wellcome Trust. This study was supported by research funding (MU1328/23-1) from the German Research Foundation (DFG).
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