In order to determine the prognostic significance of molecular response, we performed serial exome sequencing in patients with acute myeloid leukemia (AML) or myelodysplastic syndrome (MDS) treated with single-agent decitabine or decitabine/venetoclax. We found that both the rate and depth of mutation clearance correlated with clinical responses and with overall survival and that molecular results correlated between bone marrow (BM) and peripheral blood samples (PB). In addition, we note that decitabine/venetoclax treatment was associated with more rapid and deeper molecular clearance versus single-agent decitabine. Collectively, these data suggest that mutation clearance may provide a complementary endpoint in hypomethylating (HMA)-based trials of AML and MDS patients. We used serial exome sequencing to quantify molecular responses among 95 patients who were treated at Washington University (10-day decitabine; clinicaltrials gov. Identifier: NCT01687400; N=64)1 or at MD Anderson (10-day decitabine + venetoclax; clinicaltrials gov. Identifier: NCT03404193; N=31).2,3 All studies were approved by respective Institutional Review Boards and were done in compliance with the Declaration of Helsinki. Patients were selected based on available serial samples and prior sequencing for analysis. Cohorts were enriched for patients with MDS or secondary AML (sAML) to determine whether, in these cytopenic cases, mutations might still be detectable in the PB. The initial decitabine/venetoclax cases available for serial analysis had been enrolled early in that study, and as such, had been enriched for relapsed/refractory cases, based on study preferences at the time. Thus, the two sequenced cohorts were not clinically well-balanced; the decitabine-treated cohort was enriched for MDS patients, de novo AML, and better performance status, with trends toward less adverse risk karyotypes (Table 1).
Sequencing was completed over multiple years (2014-2019) and available exome capture reagents and Illumina platforms were iteratively adapted. However, somatic mutation calling was performed uniformly for all 95 cases with standard pipelines at Washington University (https://github. com/genome/analysis-workflows) and with independent analysis in BM and PB.
Subclonal mutation organization was manually curated for each patient to identify variants associated with the “founding clone” and the primary sequencing data for founding clone variants were manually reviewed to verify mutation calling. The founding clone was defined by manual review of each case and the rate of founding clone clearance was calculated by applying a linear regression model on time points representing the induction of treatment and the first, maximal reduction in variant allele frequency (VAF) (Figure 1A, B; representing cases with molecular stable disease vs. response).
Not all cases presented with simple linear kinetics. In patients with molecular stable disease, we observed some degree of variance in the absolute founding clone VAF at different time points (Online Supplementary Figure S1A-C), perhaps related to variance in sample quality in different collections. Responding decitabine patients often exhibited stable founding clone VAF after cycle 1 or 2 (~day 28 and day 54), followed by subsequent reduction (Online Supplementary Figure S1D, F), whereas responding decitabine/venetoclax patients more commonly responded after the first cycle (Online Supplementary Figure S1G, I). Other groups have observed persistence of DNMT3A, ASXL1, or TET2 mutations with elimination of other clonal variants following cytotoxic chemotherapy.4 We observed only two of 25 cases with discordant responses involving DNMT3A (both treated with decitabine/venetoclax), one of 16 involving TET2, and none with ASXL1 (0/25 cases).
Concurrently collected BM and PB samples were available from 38 patients that could be directly compared. The founding clone VAF at day 0 (linear regression Y-axis intercept) correlated between BM and PB samples (Figure 1C). Outlier cases, with reduced PB day 0 founding clone VAF compared with BM, frequently were associated with >50% lymphocytes in the PB, suggestive of a dilution effect by non-malignant cells, reflecting prior results.5 Similar results were observed for MDS and sAML patients (Online Supplementary Figure S2A). The rate and depth of founding clone clearance correlated between BM and PB samples in the total cohort (Figure 1D, E), and also correlated with morphologic responses (Figure 1F, G). Similar results were observed in the subset of MDS and sAML patients (Online Supplementary Figure S2B, C), suggesting that PB molecular responses could be feasibly determined even in this group of patients. Because of clinical ambiguity associated with morphologic leukemia-free state (mLFS) and partial response (PR), we repeated the analysis excluding these patients and noted retained correlation (P<0.01 and P<0.001, respectively for rate and depth). Differences were also examined between CR and CRi/mLFS within de novo AML patients, a subset where clinical responses could be more uniform; we observed no difference in molecular responses between these two groups (Online Supplementary Figure S2F, G).
Figure 1.Molecular responses assessed by exome sequencing in decitabine-treated patients. (A, B) Representative calculations of the rate and depth of mutation clearance using linear regression. Black dots: founding clone mutations. Blue dashed lines: mutations not included in founding clone. Red line: linear regression. Blue line: 95% confidence interval for linear regression. Mutations in recurrent myeloid gene panel are labeled when present. DNMT3A and TP53 mutations would be associated with the founding clone if copy number adjusted. When calculating founding clone clearance, we did not include variants that required copy number adjustment. (C-E) Comparison of molecular tumor burden and responses measured using bone marrow (BM) versus peripheral blood (PB) substrates (N=38). R2 calculation performed separately for cases with <50% PB lymphocytes (lymphs) (black) and for >50% PB lymphs (red). (F, G) Comparison of molecular versus clinical responses (N=95). Comparison with Mann-Whitney test. BM results were used unless BM was unavailable and then PB results were used for calculation. (H) Proportion of cases with 0 or more founding clone mutations within a myeloid panel of 40 genes. ***P<0.001. VAF: variant allele frequency; CR: complete response; CRi: complete response with incomplete count recovery; mCR: morphologic complete response; mLFS: morphologic leukemia-free state; PR: partial response; SD: stable disease; PD: disease progression.
In order to determine how often a myeloid-focused clinical gene panel would be adequate to identify and track founding clone responses, we performed down-sample analysis to a panel of 40 recurrently-mutated myeloid genes used clinically at Washington University. No myeloid mutations were observed in seven of 81 (9%) and five of 52 (10%) BM- or PB-detected founding clones, respectively (Figure 1H). Of note, in six BM cases and two PB cases, the single detected myeloid mutation was associated with some form of loss of heterozygosity and would require copy number adjustment if tracked in isolation.
Within this cohort, treatment correlated with founding clone reduction (decitabine/venetoclax vs. single-agent decitabine; Figure 2A). We observed similar results when restricting analysis to data collected at the end of cycle 1 (day 21-35; Figure 2B) or limiting analysis to PB samples (Figure 2C). Likewise, the depth of founding clone reduction was lower in the decitabine/venetoclax cohort, although the difference was more moderate (Figure 2D), which may be due to the limit of sensitivity with exome sequencing. We compared the rate of founding clone reduction between patients based on recurrent myeloid mutations. Within the single-agent decitabine cohort, TP53-associated cases displayed an increased rate of founding clone clearance compared with mutations in other genes, consistent with prior report (Figure 2E).1 Within the decitabine/venetoclax cohort, IDH1/2 and NRAS-associated cases were associated with an increased rate of founding clone clearance compared with TP53-mutant cases (Figure 2F). Between treatment cohorts, cases with mutations in IDH1/2, and NRAS were associated with increased rate of founding clone clearance in the decitabine/venetoclax versus decitabine cohort, with no difference in TP53-associated founding clones (Figure 2G), similar to prior subgroup analyses.2,6,7
Overall survival was similar between the two treatment cohorts (Figure 2F), although in other datasets, HMA/venetoclax combinations have been associated with improved survival versus single-agent HMA.3,6 Additional variables correlated with overall survival in the total sequenced cohort, including age, performance status, PB white blood cell count (WBC), disease, and transplant (Online Supplementary Figure S3). These variables were not well matched between the treatment cohorts (Table 1) and may explain the difference in overall survival.
Within the total 95 patients, the rate and depth of founding clone reduction correlated with overall survival (Figure 2I, J). Qualitatively, the depth of clearance was associated with an early separation in survival, whereas the rate of clearance appeared to correlate with late survival differences. A multivariate analysis was performed that included pre treatment factors associated with univariate significance (age, performance status, WBC, disease). Each of these factors remained significant in multivariate analysis, as did the rate (P<0.005) and depth (P<0.014) of founding clone mutation clearance.
Reflecting differences in molecular clearance trends associated with different treatments, overall survival was prolonged in patients with IDH1/2 mutations treated with decitabine/venetoclax (P<0.001) but not decitabine (P=0.91), whereas overall survival was shorter in patients with TP53 mutations treated with decitabine/venetoclax (P<0.001) but not in patients treated with decitabine (P=0.61), and shorter in patients with NRAS mutations treated with decitabine (P<0.005) but not in patients treated with decitabine/venetoclax (P=0.67) (Online Supplementary Figure S4).
Successful AML clinical trials have been challenging and have required large numbers of patients enrolled at hundreds of international centers to identify survival advantages in phase III studies.6,8,9 As we seek to build on the current HMA/venetoclax backbones, we are faced with the statistical requirement of sample sizes necessary (i.e., several hundreds of patients). In order to accurately identify new combinations that augment activity in smaller studies it will be necessary to improve or reconsider end-point statistics. Molecular responses (comparisons of the rate and depth of founding clone clearance) provide median comparisons in the place of proportions comparisons (morphologic response and overall survival). They also provide an early analysis of anti-leukemic activity (end of cycle 1) that may isolate anti-leukemic effects from other clinical confounders (infections, declining performance status, treatment discontinuation, transplant, etc) and increase the proportion of evaluable patients on study. As such, the rate of clonal responses is emerging as a biomarker in AML,10 MDS,11-13 and Philadelphia-positive acute and chronic leukemias.14,15
Figure 2.Comparison of molecular responses between treatment cohorts. (A-D) Comparison of rate and depth of molecular responses between decitabine/venetoclax (Dac/ven) and single-agent Dac treatment cohorts. Mann-Whitney comparisons. (E-G) Subgroup analysis of molecular response (rate of founding clone reduction) by treatment cohort (genes included with at least 5 cases). ANOVA with Kruskal-Wallis test. (H-J) Correlation of treatment and molecular responses with overall survival. Cohorts in (I) and (J) are separated based on median. Log-rank tests. *P<0.05; **P<0.01; ***P<0.001. VAF: variant allele frequency.
Likewise, the depth of measurable residual disease is being increasingly explored as a biomarker in AML,4,16,17 although how and what is measured remains controversial. Understandably, the application of molecular endpoints may be therapy-specific; differentiation agents (e.g., retinoids and inhibitors of IDH, menin, and DHODH) may have slow mutation clearance kinetics as cells mature but persist, and appropriate adaptation of molecular endpoints may be required.
We note tradeoffs between the use of PB versus BM and exome sequencing versus gene panel sequencing approaches. Like others, we note high concordance between PB and BM mutation VAF.5,18,19 In principle, PB collections can occur more often, allowing for a more granular analysis of response kinetics than BM. Also, PB avoids complications with hemodilute aspirates and collections are less likely to be declined or missed. However, PB is not as sensitive as BM; we observed dilution effects in the day 0 VAF in cases with >50% PB lymphocytes and in several cases PB exhibited greater depth of clearance than BM, suggestive of overestimates of clonal clearance (Figure 1E). Nevertheless, the rate of founding clonal reduction appeared largely preserved in PB versus BM (Figure 1D), suggesting utility in PB to detect the rate of clonal clearance. Likewise, gene-panel sequencing is cheaper and bioinformatically more straightforward than exome sequencing, but leaves the founding clone undetected in ~10% of patients.
Table 1.Characteristics of sequenced patients.
In summary, we observed that within HMA-treated cohorts, molecular responses correlated with clinical responses and survival, and that results from BM and PB were well correlated, in both AML and MDS patients. These observations support the future use of molecular end-points as adjuncts in clinical trials, and raise the question of whether clonal clearance might be a sufficiently early and independent median-based measure of anti-leukemic activity to successfully identify promising new regimens using smaller cohorts.
Footnotes
- Received May 12, 2022
- Accepted March 21, 2024
Correspondence
Disclosures
AM discloses research funding from Chimeric Therapeutics, Lin Biosciences, Astex Pharmaceuticals and Inspirna Therapeutics; and other support from Cero Therapeutics and Electra Therapeutics. GLU discloses advisory boards with Jazz pharmaceuticals. CDD discloses research support to institution from Abbvie, Astex, Beigene, BMS, Foghorn, Schrodinger and Servier; consulting/advisory boards with Abbvie, BMS, Genentech, GenMab, GSK, Immunogen, Notable Labs, Rigel, Schrodinger and Servier; is supported by the LLS Scholar in Clinical Research Award. DHS discloses consulting for Wugen. MYK discloses research funding from AbbVie, Allogene, AstraZeneca, Genentech, Gilead, ImmunoGen, MEI Pharma, Precision, Rafael, Sanofi and Stemline; consulting/advisory boards with AbbVie, AstraZeneca, Auxenion, Bakx, Boehringer, Dark Blue Therapeutics, F Hoffman La-Roche, Genentech, Gilead, Janssen, Legend, MEI Pharma, Redona, Sanofi, Sellas, Stemline and Vincerx; stock options/royalties form Reata Pharmaceutical (IP); patents from Novartis, Eli Lilly and Reata Pharmaceutical. JSW is employed at A2 Biotherapeutics. All other authors have no conflicts of interest to disclose.
Funding
Acknowledgments
We thank Megan Haney and Jeff King for assistance in patient enrollment, sample collection, and data processing; Sharon Heath, Nicole Helton, and the Tissue Procurement Core for assistance in sample collection and processing; the McDonnell Genome Institute at Washington University in St. Louis for support in sequencing; and Anh Vu for help with mutation manual review.
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