Abstract
Recent genomic studies in adult and pediatric acute myeloid leukemia (AML) demonstrated recurrent in-frame tandem duplications (TD) in exon 13 of upstream binding transcription factor (UBTF). These alterations, which account for approximately 4.3% of AML in childhood and about 3% in adult AML aged <60 years of age, are subtype-defining and associated with poor outcomes. Here, we provide a comprehensive investigation into the clinicopathological features of UBTF-TD myeloid neoplasms in childhood, including 89 unique pediatric AML and 6 myelodysplastic syndrome (MDS) cases harboring a tandem duplication in exon 13 of UBTF. We demonstrate that UBTF-TD myeloid tumors are associated with dysplastic features, low bone marrow blast infiltration, and low white blood cell count. Furthermore, using bulk and single-cell analyses, we confirm that UBTF-TD is an early and clonal event associated with a distinct transcriptional profile, whereas the acquisition of FLT3 or WT1 mutations is associated with more stem cell-like programs. Lastly, we report rare duplications within exon 9 of UBTF that phenocopy exon 13 duplications, expanding the spectrum of UBTF alterations in pediatric myeloid tumors. Collectively, we comprehensively characterize pediatric AML and MDS with UBTF-TD, and highlight key clinical and pathologic features that distinguish this new entity from other molecular subtypes of AML.
Introduction
Pediatric acute myeloid leukemia (AML) and myelodysplastic syndrome (MDS) are characterized by unique genetic backgrounds when compared to those in adults.1-3 Recurrent tandem duplications (TD) of exon 13 of upstream binding transcription factor (UBTF) were only recently identified as potential initiating events in pediatric AML,4-7 accounting for about 4% of newly diagnosed pediatric AML. PCR-based screening covering exon 13 of UBTF also identified UBTF-TD alterations in large adult AML cohorts.8,9 These studies significantly contributed to the accumulation of evidence of UBTF-TD alterations in adult AML. However, PCR-based methods potentially underestimate partial tandem duplications (PTD) extending outside the regions covered by amplicons or possible alterations not involving exon 13.9 Also, data on UBTF alterations in pediatric AML is limited to screening of relatively small cohorts,4,5 and further efforts are needed to accumulate more knowledge about the biology and clinicopathologic features of this disease entity. UBTF encodes for the UBTF/UBF protein that regulates ribosomal RNA (rRNA) transcription and nucleolar formation.10,11 We previously reported that expression of exon 13 UBTF-TD in cord blood CD34+ (cbCD34+) cells is sufficient to induce cellular proliferation, increase clonogenic activity, and it establishes a transcriptional signature that recapitulates what is observed in UBTF-TD AML patient samples.4 Our previous analyses also demonstrated that UBTF-TD do not occur with other canonical alterations in pediatric AML, but that UBTF-TD AML often harbor additional somatic mutations, such as internal tandem duplications in FLT3 (FLT3-ITD) and frameshift mutations in WT1. The acquisition of these co-operating mutations can likely contribute to the stepwise progression of the disease and clonal evolution. However, our understanding of how these co-operating mutations contribute to the cellular and disease status remains to be elucidated.
To bridge these knowledge gaps, we present an extended pediatric and young adult cohort of 89 AML and 6 myelodysplastic syndrome (MDS) samples with exon 13 UBTF-T D, showing that UBTF-TD neoplasms are strongly associated with dysplastic features and unique patterns of co-operating mutations. By leveraging bulk RNA-sequencing (RNA-seq) and single cell proteogenomics, we show that the co-occurrence of FLT3-ITD and WT1 mutations is associated with stem cell-like phenotypes. Furthermore, we identified tandem duplications within exon 9 of UBTF in 2 cases transcriptionally resembling exon 13 UBTF-TD AML. Exon 9 UBTF-TD contain analogous hydrophobic leucine-rich sequences as the exon 13 duplications and similarly induce leukemic phenotypes in cbCD34+ cells, suggesting that they likely have a shared mechanism and should be classified as the same molecular entity. These findings offer valuable insights to inform future diagnostic strategies and understanding of the molecular basis of UBTF-TD myeloid neoplasms.
Methods
Single-cell DNA sequencing and analysis
Single-cell targeted sequencing was performed using Tapestri System from Mission Bio (missionbio.com). A panel consisting of 162 PCR amplicons targeting genes commonly mutated in pediatric AML with an average size of 260bp was designed using Tapestri Designer from Mission Bio (designer. missionbio.com), as well as a manually designed amplicon targeting the UBTF exon13 TD region (Online Supplementary Table S1). Cryopreserved UBTF-TD primary AML samples were thawed and subjected to dead cell removal using the EasySepTM Dead Cell Removal Kit (STEMCELL Technologies, cat# 17899). Live cells were then subjected to the Mission Bio DNA+Protein (TotalSeq™-D Heme Oncology Protein Panel) protocol per manufacturer’s instructions (missionbio. com). Libraries were sequenced on the Novaseq platform (100M read pairs for DNA libraries and 225M read pairs for protein libraries). BAM files, loom files, h5 files, and QC metrics were produced via a customization of the Tapestri pipeline developed by Mission Bio (support.missionbio.com/ hc/en-us). Analysis of the samples was completed using the Mosaic package v.3.0.1 (missionbio.github.io/mosaic/). Reads for the UBTF-TD and FLT3-ITD calls were isolated from bam files using the pysam python package v.0.21.0 (github.com/pysam-developers/pysam). Reads were then realigned to ITD contigs reported in previous studies4 using the BWA aligner v.0.7.15-r1140.12,13 When necessary, mutation variant allele frequencies (VAF) were adjusted using pysam.
Transcriptome analysis
Gene expression analysis was performed as previously described.1 Briefly, an RNA-seq cohort was established by integrating UBTF-TD cases with RNA-seq data in this study (N=96) and AML in other categories (N=837) and cbCD34+ cells (N=5).1 Reads from aligned RNA-seq BAM files were assigned to genes and counted using HTSeq (v.0.11.2)14 with the GENCODE human release 19 gene annotation. The count data were transformed to log2-counts per million (log2CPM) using Voom available from R package Limma (v.3.50.3).15 The top variable genes were selected using the “vst” method in Seurat package.16 The expression data were then scaled, and PCA (Principal Component Analysis) was performed on the scaled data using the top 265 variable genes. Dimension reduction was performed using UMAP (Uniform Manifold Approximation and Projection)17 with the top 100 principal components. Differential gene expression analysis was performed by Limma between groups as indicated in each figure, and we set Log2 CPM = -1 if it is < -1 based on the Log2 CPM data distribution. P values were adjusted by the Benjamini-Hochberg method to calculate the false discovery rate (FDR) using R function p.adjust. Genes with absolute fold change > 2 and FDR <0.05 were regarded as significantly differentially expressed. Gene Set Enrichment Analysis (GSEA) was performed by GSEA (v.4.2.3) using MSigDB gene sets c2.all (v.7.5.1).18 Permutations were done 1,000 times among gene sets with sizes between 15 and 1,500 genes.
Institutional Review Board approval and ethics committee
Samples from patients with MDS or AML from St. Jude Children’s Research Hospital tissue resource core facility were obtained with written informed consent using a protocol approved by the St. Jude Children’s Research Hospital Institutional Review Board (IRB). Studies were conducted in accordance with the International Ethical Guidelines for Biomedical Research Involving Human Subjects.
Statistical analysis
Details about statistical comparisons are provided in each figure legend. All the computations were performed using R or GraphPad Prism, and all P values are two-sided.
Results
UBTF-TD in pediatric myeloid neoplasms
Our previous study described the molecular features of 27 pediatric AML cases with exon 13 UBFT-T D.4 To expand the cohort and better understand the biology, we screened RNA-seq data from pediatric and young adult MDS and AML samples and identified an additional 68 cases from available datasets and previously published studies,2,19 and routine clinical service at St. Jude Children’s Research Hospital. All 95 cases (median age = 14.0 years, range = 2.4-27.4) (Online Supplementary Figure S1A) possessed exon 13 UBTF-TD encoding a consensus hydrophobic leucine-rich ELTRLLARM amino acid motif within the duplications (Figure 1A, Online Supplementary Table S2). The duplications resulted in an increased size of exon 13 (median size = 60 bp, range = 45-339 bp) (Figure 1B). Consistent with previous findings, UBTF-TD did not co-occur with other subtype-defining alterations and showed high VAF (median = 36.3%, range = 13.5-78.1%), further supporting our previous assertion that UBTF-TD alterations are early clonal events1,4 (Figure 1C). We further investigated the mutational background of this UBTF-TD cohort, confirming a strong association with a normal karyotype or trisomy 8 (Online Supplementary Figure S1B, C), as well as with FLT3-ITD (N=55, 57.9%) and mutations in WT1 (N=39, 41.1%), which are highly co-occurring (Online Supplementary Figure S1D) (P=0.011, Fisher’s exact test) with 30.1% (N=29) cases harboring both alterations. In addition, 26.6% (N=25) of cases also had at least one mutation in Ras-MAPK pathway genes: NRAS (N=17, 17.9%), PTPN11 (N=5, 5.3%), RIT1 (N=5, 5.3%), NF1 (N=4, 4.2%), CBL (N=2, 2.1%), and KRAS (N=2, 2.1%). Other recurrent mutations in myeloid malignancies were rarely observed, including IDH1/ IDH2 (N=3, 3.2%), BCOR (N=2, 2.1%), and RUNX1 (N=1, 1.1%). We also screened MDS cases and identified UBTF-TD in 6 cases of pediatric MDS, all with normal karyotype; these include 3 primary pediatric MDS cases from our previously published cohort,2 classified as childhood MDS with increased blasts according to the current WHO classification.20 These 3 cases lacked a known germline predisposition (e.g., GATA2, SAMD9, SAMD9L) and had normal BM cytogenetics. Collectively, UBTF-TD was present in 3/38 (7.9%) of the primary MDS cases without a known germline predisposition, as well as 3/22 (13.6%) of all cases of childhood MDS with increased blasts. No FLT3-ITD mutations were detected in the 6 MDS cases, while WT1 mutations were present in 3 out of the 6 MDS cases, suggesting clonal evolutionary patterns initiating with UBTF-TD alterations.
To address clonal evolution in UBTF-TD myeloid neoplasms, we utilized a droplet-based single cell proteogenomic platform from MissionBio (Figure 2).21 This platform enables the concurrent detection of UBTF-TD alterations and somatic mutations by a custom-targeted DNA panel and cell classification using DNA-oligo conjugated antibodies targeting cell surface markers at the single cell level. In a single timepoint AML case, we found a clonal UBTF-TD alteration. A small fraction of the cells only contained the UBTF-TD alteration, whereas the major population also contained a WT1 (p.V359fs) mutation (Figure 2A, B, Online Supplementary Table S3). Distinct UBTF-TD+WT1+ minor subclones defined by NRAS (p.G12D) or FLT3 (p.V592D) were also present, representing branched evolution of the UBTF-TD+WT1+ clone. We also found that cells with WT1+FLT3+ mutations were associated with high stem cell marker protein expression (CD34, CD117, or CD123) compared with the UBTF-TD-only population, whereas the WT1+NRAS+ population was characterized by low expression of these markers. In a diagnosis and relapse-paired case, we found that the identical UBTF-TD was retained through disease progression along with an FLT3-ITD alteration (Figure 2C, D). Interestingly, a minor WT1+ (p.R375fs) subclone at diagnosis was eradicated after chemotherapy, whereas a different WT1+ (p.R353fs) clone became dominant at relapse, showing high expression of CD34, CD117, and CD123. These data collectively confirm that UBTF-TD is an early initiating event, while somatic mutations are subclonal to UBTF-TD, possibly contributing to disease progression toward subclones with unique expression profiles.
Clinical features of UBTF-TD pediatric myeloid neoplasms
UBTF-TD AML showed a variety of morphologic features associated with cellular differentiation, as evidenced by variable French-American-British (FAB) classifications (Figure 3A, Online Supplementary Table S4). Although AML with maturation (FAB M2) was the most common (19/43, 44.2%), cases with erythroid features, including FAB M6 (6/43, 14.0%), were also observed, as was also recently described for UBTF-TD AML in adults.9 Morphologic assessments also revealed that UBTF-TD cases often displayed pleomorphic blasts (Figure 3B), accompanied by background multilineage dysplasia and increased erythroid precursors. UBTF-TD AML showed lower white blood cell count (median = 10.0x109/L, range = 0.6-409.4x109/L) and BM blast percentage (median = 39.5%, range = 2-97%) when compared to other AML, including those with similar transcriptional profiles like AML with NUP98-rearrangements or NPM1 mutations1,4 (Figure 3C, D). FLT3-ITD, but not WT1 mutations, were associated with a higher white blood cell count (WBC) count and BM blasts in UBTF-T D AMLs (Figure 3E). Despite the presence of dysplastic features, cytogenetic studies commonly found either a normal karyotype (58/92, 63.0%) or trisomy 8 (27/92 29.3%). Myelodysplasia-related chromosomal changes or myelodysplasia-related mutations were overall rare, suggesting that UBTF-TD itself contributes to dysplastic features (Online Supplementary Table S4). Considering these overall features and other recent publications,5,8,9,22,23 the majority of UBTF-TD AML (83/89, 93.3%) are best classified as “Acute myeloid leukemia with other defined genetic alterations” in the current WHO classification20 (Online Supplementary Table S4).
Transcriptional features of UBTF-TD myeloid neoplasms
We and others have previously shown that AML with UBTF-TD is characterized by high HOXA and HOXB cluster gene expression, similar to NPM1-mutated or NUP98::NSD1 AML.1,8 To further define the unique expression profiles of UBTF-TD, we established an RNA-seq cohort consisting of various AML subtypes1 (N=837), cord blood CD34+ samples from healthy donors (N=5), and UBTF-TD AML and MDS samples (N=94: 1 UBTF-TD case did not have RNA-seq data available) (Figure 4A). Consistent with previous data, UBTF-TD cases clustered with NPM1-mutated and NUP98::NSD1 AML. However, UBTF-TD samples displayed a significantly higher expression of a subset of HOXB cluster genes (e.g., HOXB8, HOXB9) compared with NUP98::NSD1 AML (Online Supplementary Figure S2A). We also observed uniquely high expression of histone genes (e.g., HIST1H4F and HIST1H1D) compared to NPM1-mutated AML (Online Supplementary Figure S2B), suggesting transcriptional mechanisms unique to UBTF-TD AML. Within UBTF-TD samples, those with FLT3-ITD and WT1 mutations showed unique distribution on the UMAP cluster (Online Supplementary Figure S2C), and each mutation group demonstrated differential gene expression against UBTF-TD samples without either mutation (Figure 4B). Co-occurrence of WT1 and FLT3-ITD was associated with stemness-related genes (e.g., CD34 and DNTT, Online Supplementary Figure S2D), and GSEA confirmed enrichment of stemness or cell cycle-related gene expression in WT1+FLT3-ITD+ UBTF-TD samples (Figure 4C). These results show the unique expression profile of UBTF-TD AML and the specific influence of additional co-operating mutations, which can likely impact patterns of clonal evolution.
Exon 9 tandem duplications in UBTF
Given the recurrent UBTF exon 13 alterations duplicating specific hydrophobic amino acid sequences, we hypothesized that UBTF alterations outside exon 13 resulting in similar amino acid sequences could be found in cases without defining alterations but with a similar expression signature. By close inspection of the UBTF gene using RNA-seq data, we found 2 pediatric AML cases without exon 13 UBTF-TD or other driver alterations that instead have in-frame tandem duplications (lengths of 78 and 153bp) in exon 9 of UBTF (TD-exon9), encoding short hydrophobic amino acid sequences (Figure 5A, B). These cases express HOXA/B cluster genes comparably to exon 13 UBTF-TD (Online Supplementary Figure S3), and one had a WT1 mutation (Online Supplementary Table S5). To test whether UBTF-TD-exon9 alterations could lead to cellular transformation, we expressed both UBTF-TD-exon9 in cbCD34+ cells using lentiviral vectors and assessed their impact on cell proliferation, clonogenic potential, and cellular morphology in comparison with control conditions and exon 13 UBTF-TD (Figure 5C, D). Colony-forming unit (CFU) assay revealed that the expression of both UBTF-TD-exon9 increased the total colony number (Figure 5E). After the second round of replating, cells with UBTF-TD-exon9 showed an immature morphology along with erythroid features, similar to exon 13 UBTF-TD expressing cells in contrast to control conditions which displayed myeloid differentiation (Figure 5F). Furthermore, cells expressing UBTF-TD-exon9 as well as UBTF-TD-exon13 showed a proliferative advantage compared to UBTF-WT and vector controls (Figure 5G). Collectively, these data highlight a tandem duplication in UBTF exon 9 as a defining alteration functionally equivalent to exon 13 tandem duplications.
Discussion
In this study we extended our cohort of pediatric myeloid malignancies with exon 13 UBTF-TD, which now includes 95 pediatric and young adult cases. Similar to studies in adults,9 pediatric myeloid tumors with UBTF-TD have a lower BM blast infiltration and lower peripheral WBC count, suggesting a continuum of a common entity across the age spectrum. We observed that UBTF-TD neoplasms showed variable cellular morphology and differentiation, including FAB M2 (44.2%), but also cases with erythroid features. These morphological features align with findings in adult cases, which showed a high prevalence of FAB M6 and M2 cases.9 Furthermore, the presence of dysplastic features, and the observation that UBTF-TD occurs in cases of pediatric MDS, suggest that MDS and AML could be part of a continuum driven by UBTF-TD. These findings are consistent with the recognition of UBTF-TD alterations in nearly a third of pediatric patients with high-grade MDS24 and recent studies have also identified the persistence of UBTF-TD in remission samples in patients with UBTF-TD myeloid neoplasms.22 These collective data support the conclusion that UBTF-TD alterations can lead to both MDS and AML, and that UBTF-TD myeloid neoplasms should be recognized as a separate entity.
Our data also suggest that progression to AML may be promoted by the acquisition of co-operating mutations, such as FLT3-ITD. This is supported by the finding that none of the MDS cases in this cohort harbored a FLT3-ITD alteration, although this may be limited by the small size of the MDS cohort (N=6) in this study. However, the lack of FLT3 or RAS pathway variants in a subset of AML cases suggest that UBTF-TD could be sufficient for leukemic transformation in some cases. Our analyses, including single cell studies, also showed that the co-occurrence of FLT3-ITD and WT1 is strongly associated with progressive stem cell features as represented by CD34 expression or quiescent states. Thus, the patterns of mutational co-operativity likey will influence disease phenotypes.
Given that exon 13 UBTF-TD has been underappreciated in AML studies using standard computational pipelines, we investigated other possible UBTF alterations in pediatric AML cases without a defined driver event and demonstrated that in-frame tandem duplications in exon 9 of UBTF are additional possible driver alterations. Although rare within cases with UBTF alterations (2/97 UBTF-TD cases, 2.1%), cases with tandem duplications in exon 9 show similar transcriptional profiles to exon 13 UBTF-TD AML. We further show that exon 9 alterations can induce leukemic changes, including hematopoietic cell growth and increased clonogenicity in cbCD34+ cells similar to exon 13 alterations. At the amino acid level, exon 9 tandem duplications contain hydrophobic amino acid sequences (LKDKFDGL) that are similar to the sequences in exon 13 tandem duplications (LTRLLARM), suggesting a shared mechanism. Importantly, PCR-based exon 13 screening could potentially underestimate PTD involving exon 13 and flanking regions or these exon 9 alterations,9 and we propose unbiased sequencing-based strategies to diagnose this entity accurately. The findings presented here will help build on our understanding of UBTF-TD myeloid neoplasms and further support its recognition as a distinct entity in future classification systems.
Footnotes
- Received November 15, 2023
- Accepted February 19, 2024
Correspondence
Disclosures
CY, BO and MA are employed by Mission Bio, Inc. All the other authors have no conflicts of interest to disclose.
Funding
The work was funded by the American Lebanese and Syrian Associated Charities of St. Jude Children’s Research Hospital, the Jane Coffin Childs Fund (JMB), and funds from the US NIH, including F32 HL154636 (to JMB), U54 CA243124 and R01 CA276079 (to JMK). The content, however, does not necessarily represent the official views of the NIH and is solely the responsibility of the authors. JMK holds a Career Award for Medical Scientists from the Burroughs Welcome Fund. Support was also provided by Shared Resources provided through the St. Jude Comprehensive Cancer Center (P30-CA21765), including Flow Cytometry and Cell Sorting, Comparative Pathology Core, and Genome Sequencing (Hartwell Center).
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